SEC Form 4 · accession 0001683168-18-001588
LANTRONIX INC · LTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daryl R Miller
Officer — VP, Engineering
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 25,547 | $2.34 | A | 57,684 | D | |
| Common Stock | May 31, 2018 | S | 13,500 | $3.205 | D | 44,184 | D | |
| Common Stock | May 31, 2018 | S | 200 | $3.20 | D | 43,984 | D | |
| Common Stock | May 31, 2018 | S | 3,515 | $3.19 | D | 40,469 | D | |
| Common Stock | May 31, 2018 | S | 1,700 | $3.18 | D | 38,769 | D | |
| Common Stock | May 31, 2018 | S | 665 | $3.17 | D | 38,104 | D | |
| Common Stock | May 31, 2018 | S | 800 | $3.16 | D | 37,304 | D | |
| Common Stock | May 31, 2018 | S | 5,167 | $3.15 | D | 32,137 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F2 | $2.34 | May 31, 2018 | M | 25,547 | D | — | Sep 2, 2019 | Common Stock | 25,547 | 0 | D |
Explanation of responses
- F1Represent shares of common stock acquired via exercise of Stock Options granted on October 8, 2009 (the "Grant Date") under the Lantronix, Inc. 2000 Stock Plan.
- F2The option was fully vested as of September 1, 2013.