SEC Form 4 · accession 0001209191-19-015968
Integer Holdings Corp · ITGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose Antonio Gonzalez
Officer — President, CRM & Neuro
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114483
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2019 | A | 2,811 | — | A | 11,899 | D | |
| Common StockF2 | Feb 28, 2019 | A | 3,455 | — | A | 15,354 | D | |
| Common Stock | Feb 28, 2019 | F | 1,564 | $90.96 | D | 13,790 | D | |
| Common StockF4 | Feb 28, 2019 | S | 9,088 | $90.88 | D | 4,702 | D | |
| Common Stock | holding | — | — | — | 1,145 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F5 | $0.00 | Feb 28, 2019 | A | 3,455 | A | — | — | Common | 3,455 | 3,455 | D |
Explanation of responses
- F1Represent the portion of a performance-based restricted stock unit ("PRSU") award made on January 4, 2016 that was determined to be earned based on performance for the period ending December 28, 2018. The established performance and service conditions were determined to have been met as of February 28, 2019.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3Represent the portion of a PRSU award made on February 6, 2017 that was determined to be earned based on performance for the period ending December 28, 2018. The established performance conditions were determined to have been met as of February 28, 2019. The PRSUs are scheduled to vest on January 3, 2020, provided the reporting person is employed by the Issuer on the vesting date.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $90.74 to $91.16, inclusive. The reporting person undertakes to provide to Integer Holdings Corp, any security holder of Integer Holdings Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- F5Represent the portion of a PRSU award made on February 6, 2017 that was determined to be earned based on performance for the period ending December 28, 2018. The established performance conditions were determined to have been met as of February 28, 2019. The PRSUs are scheduled to vest on January 3, 2020, provided the reporting person is employed by the Issuer on the vesting date.