SEC Form 4 · accession 0001209191-19-000348
Integer Holdings Corp · ITGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Dziedzic
Officer — President & CEO · Director
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114483
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2018 | M | 7,628 | — | A | 35,751 | D | |
| Common StockF1 | Dec 28, 2018 | M | 4,597 | — | A | 40,348 | D | |
| Common StockF1 | Dec 28, 2018 | M | 3,879 | — | A | 44,227 | D | |
| Common StockF1 | Dec 28, 2018 | M | 7,344 | — | A | 51,571 | D | |
| Common Stock | Dec 28, 2018 | F | 8,376 | $76.03 | D | 43,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 28, 2018 | M | 7,628 | D | — | — | Common | 7,628 | 7,628 | D |
| Restricted Stock UnitsF1,F3 | — | Dec 28, 2018 | M | 3,879 | D | — | — | Common | 3,879 | 3,880 | D |
| Restricted Stock UnitsF1,F4 | — | Dec 28, 2018 | M | 7,344 | D | — | — | Common | 7,344 | 14,689 | D |
| Restricted Stock UnitsF1,F5 | — | Dec 28, 2018 | M | 4,597 | D | — | — | Common | 4,597 | 4,597 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On July 17, 2017, the reporting person was granted 22,883 restricted stock units, vesting in three equal installments beginning on December 29, 2017.
- F3On July 17, 2017, the reporting person was granted 11,638 restricted stock units, vesting in three equal installments beginning on December 29, 2017.
- F4On January 31, 2018, the reporting person was granted 22,033 restricted stock units, vesting in three equal installments beginning on December 28, 2018.
- F5As reported on a Form 4 dated March 9, 2018, the reporting person earned 9,194 restricted stock units, vesting in two substantially equal installments on December 28, 2018 and January 3, 2020.