SEC Form 4 · accession 0000950138-18-000393
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Shaffer
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 10, 2018 | A | 9,793 | — | A | 33,017 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to reporting person of 9,793 shares of restricted stock. The shares vest on June 10, 2019.
- F2Price is not applicable to grants of restricted stock.
- F3After giving effect to the transactions reported in this Form 4, Mr. Shaffer directly owns 23,224 shares of common stock and 9,793 shares of restricted stock of Build-A-Bear Workshop, Inc. 7,477 restricted shares vested on May 11, 2018, a day after the above reported transaction. For purposes of this footnote, we have included these 7,477 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.