SEC Form 4 · accession 0000950138-18-000391
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine Clark
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 10, 2018 | A | 9,793 | — | A | 26,855 | D | |
| Common Stock | holding | — | — | — | 93,631 | I | Smart Stuff, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to reporting person of 9,793 shares of restricted stock. The shares vest on June 10, 2019.
- F2Price is not applicable to grants of restricted stock.
- F3After giving effect to the transaction reported in this Form 4, Ms. Clark directly beneficially owns 17,062 shares of common stock and 9,793 shares of restricted stock, with 93,631 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. Ms. Clark is the president and sole stockholder of Smart Stuff, Inc. 7,477 restricted shares vested on May 11, 2018, a day after the above reported transaction. For purposes of this footnote, we have included these 7,477 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.