SEC Form 4 · accession 0000950138-18-000297
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric R Fencl
Officer — CAO, Gen. Counsel & Secretary
Period of report
Mar 31, 2018
Accepted (ET)
Apr 3, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2018 | F | 1,349 | $9.15 | D | 153,262 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
- F2After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 129,011 shares of common stock and 24,251 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 69,052 shares and unvested options to purchase 33,046 shares of Build-A-Bear Workshop, Inc.'s common stock.