SEC Form 4 · accession 0000950138-18-000274
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Price John
Officer — President and CEO · Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2018 | A | 62,499 | — | A | 286,174 | D | |
| Common StockF3,F4 | Mar 15, 2018 | F | 6,737 | $8.60 | D | 279,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6,F5 | $8.60 | Mar 15, 2018 | A | 54,534 | A | Mar 15, 2020 | Mar 15, 2023 | Common Stock | 54,534 | 54,534 | D |
Explanation of responses
- F1Grant to reporting person of 62,499 shares of restricted stock. The shares vest in equal annual installments on April 30, 2019, April 30, 2020 and April 30, 2021.
- F2Price is not applicable to grants of restricted stock.
- F3Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
- F4After giving effect to the transactions reported in this Form 4, Ms. John directly owns 116,973 shares of common stock and 162,464 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 306,754 shares and unvested options to purchase 115,201 shares of Build-A-Bear Workshop, Inc.'s common stock.
- F5The options vest on March 15, 2020.
- F6Price is not applicable to acquisitions resulting from grants of stock options.