SEC Form 4 · accession 0000950138-18-000010
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine Clark
Director
Period of report
Dec 22, 2017
Accepted (ET)
Jan 3, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 22, 2017 | G | 46,815 | $0.00 | D | 93,631 | I | Smart Stuff, Inc. |
| Common Stock | holding | — | — | — | 17,062 | D | ||
| Common Stock | holding | — | — | — | 37,402 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares by Smart Stuff, Inc. effected pursuant to a Rule 10b5-1 trading plan.
- F2After giving effect to the transaction reported in this Form 4, Ms. Clark directly beneficially owns 9,585 shares of common stock and 7,477 shares of restricted stock, with 37,402 shares indirectly through her spouse and 93,631 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. Ms. Clark is the president and sole stockholder of Smart Stuff, Inc.