SEC Form 4 · accession 0000950138-17-000400
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine Clark
Director
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 11, 2017 | A | 7,477 | — | A | 17,062 | D | |
| Common Stock | holding | — | — | — | 37,402 | I | Spouse | |
| Common Stock | holding | — | — | — | 140,446 | I | Smart Stuff, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to reporting person of 7,477 shares of restricted stock. The shares vest on May 11, 2018.
- F2Price is not applicable to grants of restricted stock.
- F3After giving effect to the transaction reported in this Form 4, Ms. Clark directly beneficially owns 9,585 shares of common stock and 7,477 shares of restricted stock, with 37,402 shares indirectly through her spouse and 140,446 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. Ms. Clark is the president and sole stockholder of Smart Stuff, Inc. 5,847 restricted shares vested on May 12, 2017, a day after the above reported transaction. For purposes of this footnote, we have included these 5,847 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.