SEC Form 4 · accession 0000950138-17-000339
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric R Fencl
Officer — CAO, Gen. Counsel & Secretary
Period of report
Mar 18, 2017
Accepted (ET)
Mar 20, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2017 | F | 939 | $8.70 | D | 143,490 | D | |
| Common StockF1,F2 | Mar 19, 2017 | F | 616 | $8.70 | D | 142,874 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
- F2After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 123,409 shares of common stock and 19,465 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 61,472 shares and unvested options to purchase 15,085 shares of Build-A-Bear Workshop, Inc.'s common stock.