SEC Form 4 · accession 0000950138-16-001141
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine Clark
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 12, 2016 | A | 5,874 | — | A | 9,585 | D | |
| Common Stock | holding | — | — | — | 37,402 | I | Spouse | |
| Common Stock | holding | — | — | — | 140,446 | I | Smart Stuff, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to reporting person of 5,874 shares of restricted stock. The shares vest on May 12, 2017.
- F2Price is not applicable to grants of restricted stock.
- F3After giving effect to the transaction reported in this Form 4, Ms. Clark directly beneficially owns 3,711 shares of common stock and 5,874 shares of restricted stock, with 37,402 shares indirectly through her spouse and 140,446 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. Ms. Clark is the president and sole stockholder of Smart Stuff, Inc.