SEC Form 4 · accession 0000950138-16-001046
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric R Fencl
Officer — CAO, Gen. Counsel & Secretary
Period of report
Mar 18, 2016
Accepted (ET)
Mar 21, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2016 | F | 939 | $12.99 | D | 134,026 | D | |
| Common StockF1 | Mar 19, 2016 | F | 573 | $12.99 | D | 133,453 | D | |
| Common StockF1,F2 | Mar 20, 2016 | F | 1,124 | $12.99 | D | 132,329 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
- F2After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 118,555 shares of common stock and 13,774 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 53,316 shares and unvested options to purchase 18,492 shares of Build-A-Bear Workshop, Inc. common stock.