SEC Form 4 · accession 0000950138-16-000986

BUILD-A-BEAR WORKSHOP INC · BBW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CAO, Gen. Counsel & Secretary

Period of report

Mar 7, 2016

Accepted (ET)

Mar 9, 2016 · 4:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113809

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 7, 2016	A	6,393	—	A	134,038	D
Common Stock^F3,F2,F4	Mar 7, 2016	A	1,563	—	A	135,601	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6,F5	$13.69	Mar 7, 2016	A	13,017	A	Mar 7, 2016	Mar 7, 2026	Common Stock	13,017	13,017	D

F1Grant to reporting person of 6,393 shares of restricted stock. The shares vest in equal annual installments over three years from the date of grant.
F2Price is not applicable to grants of restricted stock.
F3Grant to reporting person of 1,563 shares of restricted stock upon payout of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended January 2, 2016. The shares vest in equal annual installments on March 15, 2016, March 15, 2017 and March 15, 2018.
F4After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 112,626 shares of common stock and 22,975 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 49,499 shares and unvested options to purchase 22,309 shares of Build-A-Bear Workshop, Inc. common stock.
F5The options vest in equal annual installments over three years from the date of grant.
F6Price is not applicable to acquisitions resulting from grants of stock options.