SEC Form 4 · accession 0000950138-15-000460
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine Clark
Director
Period of report
Jul 13, 2015
Accepted (ET)
Jul 14, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 13, 2015 | A | 3,611 | — | A | 3,711 | D | |
| Common Stock | holding | — | — | — | 515,446 | I | Smart Stuff, Inc. | |
| Common Stock | holding | — | — | — | 37,402 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to reporting person of 3,611 shares of restricted stock. The shares will vest on May 14, 2016.
- F2Price is not applicable to grants of restricted stock.
- F3After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 100 shares of common stock and 3,611 shares of restricted stock, with 37,402 shares indirectly through her spouse and 515,446 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. Ms. Clark is the president and sole stockholder of Smart Stuff, Inc.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney for Maxine Clark