SEC Form 4 · accession 0000950138-15-000293

BUILD-A-BEAR WORKSHOP INC · BBW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Oper. Bear

Period of report

Apr 2, 2015

Accepted (ET)

Apr 3, 2015 · 3:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113809

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Apr 2, 2015	M	3,845	$6.21	A	160,959	D
Common Stock^F1	Apr 2, 2015	S	3,845	$20.25	D	157,114	D
Common Stock	Apr 2, 2015	M	4,714	$9.43	A	161,828	D
Common Stock^F1,F2	Apr 2, 2015	S	4,714	$20.25	D	157,114	D
Common Stock	holding	—	—		—	100	I	Trust - Son James
Common Stock	holding	—	—		—	100	I	Trust - Son Michael
Common Stock	holding	—	—		—	300	I	Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$6.21	Apr 2, 2015	M	3,845	D	—	Mar 22, 2021	Common Stock	3,845	0	D
Employee Stock Option (Right to Buy)^F4	$9.43	Apr 2, 2015	M	4,714	D	—	Mar 18, 2024	Common Stock	4,714	9,428	D

F1Shares sold as part of cashless exercises of employee stock options.
F2After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 136,615 shares of common stock and 20,499 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds unvested options to purchase 9,428 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
F3Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniverary of the date of the grant.
F4Under the terms of the grant, the options vested in three equal annual installments beginning March 18, 2015, which was the first anniversary of the date of the grant.