SEC Form 4 · accession 0000950138-15-000273
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric R Fencl
Officer — Ch. Bear/Gen Couns. Int. Fran
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 17, 2015 | A | 3,366 | — | A | 131,373 | D | |
| Common StockF3,F4 | Mar 18, 2015 | F | 939 | $20.86 | D | 130,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6,F5 | $20.80 | Mar 17, 2015 | A | 4,974 | A | Mar 17, 2015 | Mar 17, 2025 | Common Stock | 4,974 | 4,974 | D |
Explanation of responses
- F1Grant to reporting person of 3,366 shares of restricted stock. The shares vest in equal annual installments over three years from the date of grant.
- F2Price is not applicable to grants of restricted stock.
- F3Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
- F4After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 107,024 shares of common stock and 23,410 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 46,857 shares and unvested options to purchase 11,934 shares of Build-A-Bear Workshop, Inc. common stock.
- F5The options vest in equal annual installments over three years from the date of grant.
- F6Price is not applicable to acquisitions resulting from grants of stock options.