SEC Form 4 · accession 0000950138-15-000271
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gina Collins
Officer — Chief Mkt. Off. & Brand Bear
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 17, 2015 | A | 2,403 | — | A | 7,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F4 | $20.80 | Mar 17, 2015 | A | 3,552 | A | Mar 17, 2015 | Mar 17, 2025 | Common Stock | 3,552 | 3,552 | D |
Explanation of responses
- F1Grant to reporting person of 2,403 shares of restricted stock. The shares vest in equal annual installments over three years from the date of grant.
- F2Price is not applicable to grants of restricted stock.
- F3After giving effect to the transactions reported in this Form 4, Ms. Collins directly owns 907 shares of common stock and 6,840 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Collins holds vested options to purchase 2,631shares and unvested options to purchase 11,445 shares of Build-A-Bear Workshop, Inc.'s common stock.
- F4The options vest in equal annual installments over three years from the date of the grant.
- F5Price is not applicable to acquistions resulting from grants of stock options.