SEC Form 4 · accession 0000950138-15-000269
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Price John
Officer — CEO & Chief Pres. Bear · Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 17, 2015 | A | 14,904 | — | A | 137,227 | D | |
| Common StockF3,F4 | Mar 18, 2015 | F | 3,370 | $20.86 | D | 133,857 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6,F5 | $20.80 | Mar 17, 2015 | A | 22,029 | A | Mar 17, 2015 | Mar 17, 2025 | Common Stock | 22,029 | 22,029 | D |
Explanation of responses
- F1Grant to reporting person of 14,904 shares of restricted stock. The shares vest in equal annual installments over three years from the date of the grant.
- F2Price is not applicable to grants of restricted stock.
- F3Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
- F4After giving effect to the transactions reported in this Form 4, Ms. John directly owns 23,506 shares of common stock and 110,351 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 57,953 shares and unvested options to purchase 186,813 shares of Build-A-Bear Workshop, Inc.'s common stock.
- F5The options vest in equal annual installments over three years from the date of the grant.
- F6Price is not applicable to acquisitions resulting from grants of stock options.