SEC Form 4 · accession 0000950138-15-000265
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina Klocke
Officer — Chief Oper. Bear
Period of report
Mar 18, 2015
Accepted (ET)
Mar 19, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 18, 2015 | F | 2,543 | $20.86 | D | 162,973 | D | |
| Common Stock | holding | — | — | — | 100 | I | Trust - Son James | |
| Common Stock | holding | — | — | — | 100 | I | Trust - Son Michael | |
| Common Stock | holding | — | — | — | 300 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
- F2After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 130,259 shares of common stock and 32,714 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds vested options to purchase 4,714 shares and unvested options to purchase 13,273 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.