SEC Form 4 · accession 0000950138-15-000179
BUILD-A-BEAR WORKSHOP INC · BBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine Clark
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2015 | G | 441,966 | $0.00 | D | 690,446 | I | Smart Stuff, Inc. |
| Common StockF3 | Mar 2, 2015 | S | 24,707 | $21.34 | D | 665,739 | I | Smart Stuff, Inc. |
| Common StockF4 | Mar 3, 2015 | S | 21,500 | $20.82 | D | 644,239 | I | Smart Stuff, Inc. |
| Common StockF5,F6 | Mar 4, 2015 | S | 18,793 | $20.63 | D | 625,446 | I | Smart Stuff, Inc. |
| Common Stock | holding | — | — | — | 37,402 | I | Spouse | |
| Common Stock | holding | — | — | — | 100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares by Smart Stuff, Inc.
- F2The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3The reporting price is the weighted average sale price per share for 58 transactions in which the sale prices range from $20.95 to $21.75 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- F4The reporting price is the weighted average sale price per share for 48 transactions in which the sale prices range from $20.47 to $21.19 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- F5The reporting price is the weighted average sale price per share for 51 transactions in which the sale prices range from $20.33 to $21.17 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- F6After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 100 shares of common stock with 37,402 shares indirectly through her spouse and 625,446 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. Ms. Clark is the president and sole stockholder of Smart Stuff, Inc.