SEC Form 4 · accession 0001354488-16-008611
MobileSmith, Inc. · MOST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amir Elbaz
Officer — EXECUTIVE CHAIRMAN · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 30, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113513
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F2,F1 | $1.49 | Nov 21, 2016 | A | 190,000 | A | — | Nov 21, 2020 | Common Stock | 190,000 | 190,000 | D |
Explanation of responses
- F1A stock option was issued under the issuer's 2016 Equity Compensation Plan on November 21, 2016 in connection with the continued employment of the reporting person and is scheduled to vest, on a quarterly basis in equal installments at the end of each of 12 consecutive quarters, beginning with the quarter ending December 31, 2016.
- F2Not applicable
- F3A stock option was issued under the issuer's 2016 Equity Compensation Plan on November 21, 2016 in connection with the continued employment of the reporting person and is scheduled to vest, on a quarterly basis in equal installments at the end of each of 12 consecutive quarters, beginning with the quarter ending December 31, 2016.