SEC Form 4 · accession 0001209191-19-011776
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas St Dennis
Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 20, 2019 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 20, 2019 | S | 5,000 | $22.43 | D | 27,326 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale of 5000 shares was made to cover the tax liability incident to the 2018 vesting of shares on restricted stock units previously granted to the director.
- F2The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.43 to $22.436, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Of the shares held as of February 20, 2019, 2,813 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.