SEC Form 4 · accession 0001209191-18-059708
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Kurtzweil
Director
Period of report
Nov 21, 2018
Accepted (ET)
Nov 21, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 21, 2018 | S | 2,500 | $17.61 | D | 28,726 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale of 2500 shares was made to cover the tax liability incident to the vesting of 5,637 shares on November 16, 2018 under a restricted stock unit granted to the director on May 16, 2018.
- F2Of the shares held as of November 20, 2018, 2,813 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.