SEC Form 4 · accession 0001209191-18-058946
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell Low
Officer — EVP, Engineering
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 15, 2018 | F | 807 | $17.02 | D | 36,517 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on November 15, 2018.
- F2Represents the closing price on November 15, 2018.
- F3Of the shares held as of November 15, 2018, 29,237 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.