SEC Form 4 · accession 0001209191-18-030755
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tzu Yin Chiu
Director
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 8:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 16, 2018 | A | 5,637 | $0.00 | A | 5,637 | D | |
| Common StockF3,F2 | May 16, 2018 | A | 5,637 | $0.00 | A | 11,274 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 16, 2018.
- F2All of the shares held as of May 16, 2018, were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.
- F3These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022.