SEC Form 4 · accession 0001209191-18-015555
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Aldeborgh
Officer — EVP, Customer Operations
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2018 | D | 667 | $0.00 | D | 38,799 | D | |
| Common StockF3,F2 | Feb 28, 2018 | F | 927 | $0.00 | D | 37,872 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issuable on restricted stock units which forfeited on February 28, 2018 as a result of the non-achievement of 2017 performance goals.
- F2Of the shares beneficially owned by the executive on February 28, 2018, 25,342 were issuable on vesting of restricted stock units which are subject to forfeiture.
- F3These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2018.