SEC Form 4 · accession 0001209191-17-060947
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Kurtzweil
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 15, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 15, 2017 | S | 1,800 | $34.03 | D | 26,498 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale of 1,800 shares was made to cover the tax liability incident to the vesting of 3,802 shares on November 17, 2017 under restricted stock units granted to the director on May 17, 2017.
- F2The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.05, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Of the shares held as of November 15, 2017, 9,427 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.