SEC Form 4 · accession 0001209191-17-038603
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Keithley
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 8, 2017 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2017 | M | 10,000 | $7.20 | A | 35,439 | D | |
| Common StockF1 | Jun 7, 2017 | S | 10,000 | $24.60 | D | 25,439 | D | |
| Common StockF1 | Jun 7, 2017 | M | 10,000 | $7.96 | A | 35,439 | D | |
| Common StockF1 | Jun 7, 2017 | S | 10,000 | $24.55 | D | 25,439 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.20 | Jun 7, 2017 | M | 10,000 | D | Jan 11, 2015 | Jul 15, 2021 | Common Stock | 10,000 | 0 | D |
| Stock option (right to buy) | $7.96 | Jun 7, 2017 | M | 10,000 | D | Jan 12, 2014 | Jul 15, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Of the shares held as of June 7, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.