SEC Form 4 · accession 0001209191-17-009130
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Bintz
Officer — EVP, Product Development
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2017 | M | 11,508 | $6.40 | A | 58,711 | D | |
| Common Stock | Feb 7, 2017 | S | 11,508 | $16.34 | D | 47,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $6.40 | Feb 7, 2017 | M | 11,508 | A | Jul 15, 2015 | Jul 15, 2021 | Common Stock | 11,508 | 25,992 | D |
Explanation of responses
- F1Of the shares held as of February 7, 2017, 27,274 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.