SEC Form 4 · accession 0001209191-16-135772
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L George Jr.
Director
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 8:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | P | 100 | $11.23 | A | 27,987 | D | |
| Common Stock | Aug 5, 2016 | P | 4,691 | $11.24 | A | 32,678 | D | |
| Common StockF1 | Aug 5, 2016 | P | 209 | $11.28 | A | 32,887 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the shares held as of August 5, 2016, 16,075 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.