SEC Form 4 · accession 0001209191-16-120563
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L George Jr.
Director
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 8:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 16, 2016 | A | 30,545 | $0.00 | A | 111,545 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 12, 2016.
- F2Of the shares held as of May 16, 2016, 64,295 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.