SEC Form 4 · accession 0001209191-15-065617
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Brewer
Officer — EVP & Chief Financial Officer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 53,993 | $0.70 | A | 135,539 | D | |
| Common Stock | Aug 10, 2015 | S | 46,723 | $3.33 | D | 88,816 | D | |
| Common Stock | Aug 10, 2015 | S | 7,270 | $3.29 | D | 81,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $0.70 | Aug 10, 2015 | M | 53,993 | D | Nov 17, 2012 | Nov 17, 2018 | Common Stock | 53,993 | 0 | D |