SEC Form 4/A · accession 0001209191-15-061192
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mary G Puma
Officer — Chairman, President and CEO · Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 16, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.01 | Jul 15, 2015 | A | 300,000 | A | Jul 15, 2019 | Jul 15, 2022 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1Granted pursuant to the Axcelis Technologies, Inc. 2012 Equity Incentive Plan.
- F2These options will vest as to 25% of the shares on July 15, 2016, and as to 6.25% of the shares on each subsequent October 15, January 15, April 15 and July 15, if the recipient remains in the service of the Company on such vesting date, until such option is fully vested on July 15, 2019.
Remarks
Amended to correct vesting schedule on July 15, 2015 option grant.