SEC Form 4 · accession 0001209191-15-043368
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynnette C Fallon
Officer — Executive VP, HR/Legal
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | M | 125,000 | $0.70 | A | 211,287 | D | |
| Common Stock | May 14, 2015 | S | 21,600 | $3.12 | D | 189,687 | D | |
| Common Stock | May 14, 2015 | S | 32,321 | $3.13 | D | 157,366 | D | |
| Common Stock | May 14, 2015 | S | 19,101 | $3.14 | D | 138,265 | D | |
| Common Stock | May 14, 2015 | S | 29,339 | $3.15 | D | 108,926 | D | |
| Common Stock | May 14, 2015 | S | 21,939 | $3.16 | D | 86,987 | D | |
| Common Stock | May 14, 2015 | S | 700 | $3.17 | D | 86,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.70 | May 14, 2015 | M | 125,000 | D | Nov 17, 2012 | Nov 17, 2018 | Common Stock | 125,000 | 0 | D |