SEC Form 4 · accession 0001181431-15-002780
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Bintz
Officer — EVP, Engineering and Marketing
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 10,000 | $0.70 | A | 84,719 | D | |
| Common Stock | Feb 17, 2015 | M | 47,168 | $0.93 | A | 131,887 | D | |
| Common Stock | Feb 17, 2015 | S | 54,768 | $2.77 | D | 77,119 | D | |
| Common Stock | Feb 17, 2015 | S | 2,400 | $2.78 | D | 74,719 | D | |
| Common Stock | Feb 18, 2015 | M | 27,832 | $0.93 | A | 102,551 | D | |
| Common Stock | Feb 18, 2015 | S | 27,832 | $2.77 | D | 74,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.70 | Feb 17, 2015 | M | 10,000 | D | Nov 17, 2012 | Nov 17, 2018 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy)F1 | $0.93 | Feb 17, 2015 | M | 47,168 | D | Jul 16, 2014 | Jul 16, 2019 | Common Stock | 47,168 | 102,832 | D |
| Stock Option (right to buy)F2 | $0.93 | Feb 18, 2015 | M | 27,832 | D | Jul 16, 2014 | Jul 16, 2019 | Common Stock | 27,832 | 75,000 | D |
Explanation of responses
- F1These options are from an original grant of 150,000 shares, of which 50% was vested on 7/16/2014, and 25% will vest on each of 7/16/2015 and 7/16/2016.
- F2See footnote 1.