SEC Form 4 · accession 0001181431-15-002779

AXCELIS TECHNOLOGIES INC · ACLS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Corporate Mktg & Strategy

Period of report

Feb 17, 2015

Accepted (ET)

Feb 19, 2015 · 4:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113232

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 17, 2015	M	7,088	$1.60	A	22,186	D
Common Stock	Feb 17, 2015	M	18,750	$1.99	A	40,936	D
Common Stock	Feb 17, 2015	S	3,188	$2.80	D	37,748	D
Common Stock	Feb 17, 2015	S	3,900	$2.81	D	33,848	D
Common Stock	Feb 17, 2015	S	15,250	$2.76	D	18,598	D
Common Stock	Feb 18, 2015	M	57,912	$1.60	A	76,510	D
Common Stock	Feb 18, 2015	S	21,687	$2.70	D	54,823	D
Common Stock	Feb 18, 2015	S	6,700	$2.72	D	48,123	D
Common Stock	Feb 18, 2015	S	11,504	$2.73	D	36,619	D
Common Stock	Feb 18, 2015	S	13,596	$2.74	D	23,023	D
Common Stock	Feb 18, 2015	S	1,825	$2.75	D	21,198	D
Common Stock	Feb 18, 2015	S	2,500	$2.76	D	18,698	D
Common Stock	Feb 18, 2015	S	100	$2.77	D	18,598	D
Common Stock	holding	—	—		—	12,500	I	Held by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)	$1.60	Feb 17, 2015	M	7,088	D	Jul 15, 2014	Jul 15, 2020	Common Stock	7,088	57,912	D
Stock Option (right to buy)^F1	$1.99	Feb 17, 2015	M	18,750	D	Jul 15, 2014	Jul 15, 2020	Common Stock	18,750	56,250	D
Stock Option (right to buy)	$1.60	Feb 18, 2015	M	57,912	D	Jul 15, 2014	Jul 15, 2020	Common Stock	57,912	0	D

F1These options are from an original grant of 75,000 shares, of which 25% were vested on 7/15/2014, and 25% will vest on each of 7/15/2015, 7/15/2016 and 7/15/2017.