SEC Form 4 · accession 0001562180-19-001480
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric L Veiel
Officer — Vice President
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | A | 38 | $92.4082 | A | 160,854 | D | |
| Common Stock | Feb 26, 2019 | M | 20,819 | $67.5613 | A | 181,673 | D | |
| Common Stock | Feb 26, 2019 | F | 16,290 | $98.51 | D | 165,383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $67.5613 | Feb 26, 2019 | M | 20,819 | D | — | Feb 17, 2021 | Common Stock | 20,819 | 0 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F202/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.