SEC Form 4 · accession 0001562180-19-001011
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward C Bernard
Officer — Vice COB & Vice President · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2019 | A | 15,719 | $0.00 | A | 651,532 | D | |
| Common Stock | holding | — | — | — | 201,963 | I | 2008 Bernard Family Trust | |
| Common Stock | holding | — | — | — | 77,500 | I | 2012 Ellen N. Bernard Family Trust | |
| Common Stock | holding | — | — | — | 60,500 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 13, 2019, the Executive Compensation and Management Development Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on February 28, 2019.