SEC Form 4 · accession 0001562180-19-000758
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C. McCormick
Officer — Vice President
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 4,000 | $26.3885 | A | 47,620 | D | |
| Common Stock | Feb 1, 2019 | M | 126 | $43.3725 | A | 47,746 | D | |
| Common Stock | Feb 1, 2019 | M | 63 | $47.6474 | A | 47,809 | D | |
| Common Stock | Feb 1, 2019 | F | 1,210 | $94.15 | D | 46,599 | D | |
| Common Stock | Feb 1, 2019 | A | 14 | $92.4082 | A | 46,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $47.6474 | Feb 1, 2019 | M | 63 | D | — | Feb 18, 2020 | Common Stock | 63 | 0 | D |
| Stock Options (Right to Buy)F2 | $43.3725 | Feb 1, 2019 | M | 126 | D | — | Sep 10, 2019 | Common Stock | 126 | 0 | D |
| Stock Options (Right to Buy)F3 | $26.3885 | Feb 1, 2019 | M | 4,000 | D | — | Feb 12, 2019 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F102/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2011.
- F209/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2010.
- F302/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2010.