SEC Form 3 · accession 0001127602-19-001795

PRICE T ROWE GROUP INC · TROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Jan 1, 2019

Accepted (ET)

Jan 10, 2019 · 4:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113169

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	48,399	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F1	$69.6708	holding	—	—	—	—	Feb 21, 2023	Common Stock	3,330	—	D
Stock Options (Right to Buy)^F2	$70.2854	holding	—	—	—	—	Sep 10, 2023	Common Stock	3,331	—	D
Stock Options (Right to Buy)^F3	$77.9443	holding	—	—	—	—	Feb 19, 2024	Common Stock	16,655	—	D
Stock Options (Right to Buy)^F4	$78.4418	holding	—	—	—	—	Sep 9, 2024	Common Stock	16,655	—	D
Stock Options (Right to Buy)^F5	$80.9492	holding	—	—	—	—	Feb 19, 2025	Common Stock	16,655	—	D
Stock Options (Right to Buy)^F6	$70.92	holding	—	—	—	—	Sep 10, 2025	Common Stock	9,750	—	D

F102/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F209/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F302/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F409/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F502/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F609/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.