SEC Form 4 · accession 0001127602-18-025879
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Wiese
Officer — Vice President
Period of report
Aug 20, 2018
Accepted (ET)
Aug 21, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2018 | A | 28 | $118.548 | A | 107,325 | D | |
| Common Stock | Aug 20, 2018 | M | 7,286 | $54.8329 | A | 114,611 | D | |
| Common Stock | Aug 20, 2018 | F | 4,402 | $115.70 | D | 110,209 | D | |
| Common Stock | holding | — | — | — | 12,281 | I | Spouse | |
| Common Stock | holding | — | — | — | 61,000 | I | Wiese EA Family 2012 Trust | |
| Common Stock | holding | — | — | — | 23,000 | I | Wiese RJ Family 2012 Trust | |
| Common Stock | holding | — | — | — | 23,000 | I | Wiese WS Family 2012 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $54.8329 | Aug 20, 2018 | M | 7,286 | D | Sep 4, 2009 | Sep 4, 2018 | Common Stock | 7,286 | 0 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F209/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.