SEC Form 4/A · accession 0001127602-18-024229
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Edward C Bernard
Officer — Vice COB & Vice President · Director
Period of report
Jun 20, 2018
Accepted (ET)
Aug 1, 2018 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | G | 390 | $0.00 | D | 668,124 | D | |
| Common Stock | holding | — | — | — | 77,500 | I | 2012 Ellen N. Bernard Family Trust | |
| Common Stock | holding | — | — | — | 201,963 | I | 2008 Bernard Family Trust | |
| Common Stock | holding | — | — | — | 60,500 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 20, 2019, it was reported that a total of 1,205 shares were gifted. Unfortunately, 815 shares were rejected and the shares came back into the account. Therefore, only a total of 390 shares were gifted on June 20, 2018.