SEC Form 4 · accession 0001127602-18-021103
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Wiese
Officer — Vice President
Period of report
Jun 13, 2018
Accepted (ET)
Jun 18, 2018 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2018 | G | 15,000 | $0.00 | D | 132,219 | D | |
| Common StockF1 | Jun 14, 2018 | A | 78 | $111.5083 | A | 132,297 | D | |
| Common StockF2 | Jun 14, 2018 | S | 25,000 | $123.75 | D | 36,000 | I | Wiese EA Family 2012 Trust |
| Common StockF2 | Jun 14, 2018 | S | 7,500 | $123.75 | D | 23,000 | I | Wiese RJ Family 2012 Trust |
| Common StockF2 | Jun 14, 2018 | S | 7,500 | $123.75 | D | 23,000 | I | Wiese WS Family 2012 Trust |
| Common Stock | Jun 15, 2018 | G | 25,000 | $0.00 | D | 107,297 | D | |
| Common Stock | Jun 15, 2018 | G | 25,000 | $0.00 | A | 61,000 | I | Wiese EA Family 2012 Trust |
| Common Stock | holding | — | — | — | 12,281 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F2The range of prices for this transaction were $123.29 to 124.10. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.