SEC Form 4 · accession 0001127602-18-019470
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Stromberg
Officer — CEO and President · Director
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2018 | M | 20,427 | $59.0693 | A | 552,399 | D | |
| Common Stock | May 30, 2018 | M | 1,479 | $67.5613 | A | 553,878 | D | |
| Common Stock | May 30, 2018 | M | 1,692 | $59.0693 | A | 555,570 | D | |
| Common Stock | May 30, 2018 | F | 16,564 | $122.29 | D | 539,006 | D | |
| Common Stock | holding | — | — | — | 66,000 | I | 2016 Stromberg Family Trust | |
| Common Stock | holding | — | — | — | 400,000 | I | Lake Shore Partners LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $59.0693 | May 30, 2018 | M | 20,427 | D | Dec 10, 2013 | Feb 23, 2022 | Common Stock | 20,427 | 1,692 | D |
| Stock Options (Right to Buy)F2 | $67.5613 | May 30, 2018 | M | 1,479 | D | Nov 1, 2012 | Feb 17, 2021 | Common Stock | 1,479 | 0 | D |
| Stock Options (Right to Buy)F1 | $59.0693 | May 30, 2018 | M | 1,692 | D | Dec 10, 2013 | Feb 23, 2022 | Common Stock | 1,692 | 0 | D |
Explanation of responses
- F102/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
- F202/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.