SEC Form 4 · accession 0001127602-18-018395
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
May 21, 2018
Accepted (ET)
May 22, 2018 · 2:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2018 | A | 105 | $109.6816 | A | 458,830 | D | |
| Common Stock | May 21, 2018 | M | 12,159 | $67.5613 | A | 470,989 | D | |
| Common Stock | May 21, 2018 | F | 9,336 | $121.94 | D | 461,653 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $67.5613 | May 21, 2018 | M | 12,159 | D | Nov 1, 2012 | Feb 17, 2021 | Common Stock | 12,159 | 29,479 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F202/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.