SEC Form 4 · accession 0001127602-18-018261
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Oestreicher
Officer — Corp Secretary and VP
Period of report
May 18, 2018
Accepted (ET)
May 21, 2018 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2018 | M | 4,099 | $69.6708 | A | 83,090 | D | |
| Common Stock | May 18, 2018 | M | 4,097 | $70.2854 | A | 87,187 | D | |
| Common Stock | May 18, 2018 | F | 5,889 | $120.59 | D | 81,298 | D | |
| Common StockF1 | May 18, 2018 | A | 55 | $111.7904 | A | 81,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $69.6708 | May 18, 2018 | M | 4,099 | D | Dec 10, 2014 | Feb 21, 2023 | Common Stock | 4,099 | 1,024 | D |
| Stock Options (Right to Buy)F3 | $70.2854 | May 18, 2018 | M | 4,097 | D | Dec 10, 2014 | Sep 10, 2023 | Common Stock | 4,097 | 1,026 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F202/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
- F309/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.