SEC Form 4 · accession 0001127602-18-007942
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Oestreicher
Officer — Corp Secretary and VP
Period of report
Feb 22, 2018
Accepted (ET)
Feb 23, 2018 · 12:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2018 | A | 34 | $110.333 | A | 76,124 | D | |
| Common Stock | Feb 22, 2018 | M | 8,930 | $67.5613 | A | 85,054 | D | |
| Common Stock | Feb 22, 2018 | M | 1,479 | $67.5613 | A | 86,533 | D | |
| Common Stock | Feb 22, 2018 | F | 7,542 | $110.42 | D | 78,991 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $67.5613 | Feb 22, 2018 | M | 8,930 | D | — | Feb 17, 2021 | Common Stock | 8,930 | 1,479 | D |
| Stock Options (Right to Buy)F2 | $67.5613 | Feb 22, 2018 | M | 1,479 | D | — | Feb 17, 2021 | Common Stock | 1,479 | 0 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F202/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.