SEC Form 4 · accession 0001127602-18-001505
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 12:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2018 | M | 2,471 | $59.0693 | A | 454,714 | D | |
| Common Stock | Jan 8, 2018 | M | 20,819 | $60.7984 | A | 475,533 | D | |
| Common StockF1 | Jan 8, 2018 | A | 46 | $105.2054 | A | 475,579 | D | |
| Common Stock | Jan 8, 2018 | F | 16,854 | $109.88 | D | 458,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $59.0693 | Jan 8, 2018 | M | 2,471 | D | Dec 10, 2013 | Feb 23, 2022 | Common Stock | 2,471 | 1,692 | D |
| Stock Options (Right to Buy)F3 | $60.7984 | Jan 8, 2018 | M | 20,819 | D | Dec 10, 2013 | Sep 6, 2022 | Common Stock | 20,819 | 0 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F202/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
- F309/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.