SEC Form 4 · accession 0001127602-18-000980

PRICE T ROWE GROUP INC · TROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CFO & Vice President

Period of report

Jan 2, 2018

Accepted (ET)

Jan 4, 2018 · 12:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113169

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jan 2, 2018	A	13	$105.3369	A	100,796	D
Common Stock	Jan 2, 2018	M	921	$60.7984	A	101,717	D
Common Stock	Jan 2, 2018	M	1,230	$69.6708	A	102,947	D
Common Stock	Jan 2, 2018	M	1,229	$70.2854	A	104,176	D
Common Stock	Jan 2, 2018	M	1,179	$77.9443	A	105,355	D
Common Stock	Jan 2, 2018	M	1,179	$78.4418	A	106,534	D
Common Stock	Jan 2, 2018	M	1,179	$80.9492	A	107,713	D
Common Stock	Jan 2, 2018	M	1,149	$70.92	A	108,862	D
Common Stock	Jan 2, 2018	M	1,479	$67.5613	A	110,341	D
Common Stock	Jan 2, 2018	M	1,300	$59.0693	A	111,641	D
Common Stock	Jan 2, 2018	M	379	$60.7984	A	112,020	D
Common Stock	Jan 2, 2018	M	2	$70.2854	A	112,022	D
Common Stock	Jan 2, 2018	M	1	$70.92	A	112,023	D
Common Stock	Jan 2, 2018	F	1,937	$103.08	D	110,086	D
Common Stock^F2	Jan 2, 2018	S	8,066	$104.1201	D	102,020	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F3	$60.7984	Jan 2, 2018	M	921	D	Dec 10, 2013	Sep 6, 2022	Common Stock	921	379	D
Stock Options (Right to Buy)^F4	$69.6708	Jan 2, 2018	M	1,230	D	Dec 10, 2014	Feb 21, 2023	Common Stock	1,230	1,229	D
Stock Options (Right to Buy)^F5	$70.2854	Jan 2, 2018	M	1,229	D	Dec 10, 2014	Sep 10, 2023	Common Stock	1,229	1,231	D
Stock Options (Right to Buy)^F6	$77.9443	Jan 2, 2018	M	1,179	D	Dec 10, 2015	Feb 19, 2024	Common Stock	1,179	2,356	D
Stock Options (Right to Buy)^F7	$78.4418	Jan 2, 2018	M	1,179	D	Dec 10, 2015	Sep 9, 2024	Common Stock	1,179	2,357	D
Stock Options (Right to Buy)^F8	$80.9492	Jan 2, 2018	M	1,179	D	Dec 9, 2016	Feb 19, 2025	Common Stock	1,179	3,535	D
Stock Options (Right to Buy)^F9	$70.92	Jan 2, 2018	M	1,149	D	Dec 9, 2016	Sep 10, 2025	Common Stock	1,149	3,451	D
Stock Options (Right to Buy)^F10	$67.5613	Jan 2, 2018	M	1,479	D	Nov 1, 2012	Feb 17, 2021	Common Stock	1,479	0	D
Stock Options (Right to Buy)^F11	$59.0693	Jan 2, 2018	M	1,300	D	Dec 10, 2013	Feb 23, 2022	Common Stock	1,300	0	D
Stock Options (Right to Buy)^F3	$60.7984	Jan 2, 2018	M	379	D	Dec 10, 2013	Sep 6, 2022	Common Stock	379	0	D
Stock Options (Right to Buy)^F5	$70.2854	Jan 2, 2018	M	2	D	Dec 10, 2014	Sep 10, 2023	Common Stock	2	1,229	D
Stock Options (Right to Buy)^F9	$70.92	Jan 2, 2018	M	1	D	Dec 9, 2016	Sep 10, 2025	Common Stock	1	3,450	D

F1ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F1002/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.
F1102/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F2The range of prices for this transaction were $104.11 to $104.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F309/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F402/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F509/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F602/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F709/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F802/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F909/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.