SEC Form 4 · accession 0001127602-17-034483
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Stromberg
Officer — CEO and President · Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | A | 24 | $97.3735 | A | 527,101 | D | |
| Common StockF2 | Dec 8, 2017 | F | 7,208 | $102.75 | D | 519,893 | D | |
| Common Stock | holding | — | — | — | 66,000 | I | 2016 Stromberg Family Trust | |
| Common Stock | holding | — | — | — | 400,000 | I | Lake Shore Partners LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted average price.
- F2These shares were withheld to pay for taxes on restricted stock units that vested on 12/08/2017.